The Federal Reserve Bank of New York works to promote sound and well-functioning financial systems and markets through its provision of industry and payment services, advancement of infrastructure reform in key markets and training and educational support to international institutions.
The Outreach and Education function engages, empowers and educates the Second District communities that the Bank serves, especially civic leaders, students, educators, small business owners, policymakers and the general public. It furthers the Bank's commitment to the region by listening to the communities we serve and leveraging our unique attributes to positively impact school and university programs, as well as analysis and research.
We collect and analyze a wide range of reports on behalf of the Federal Reserve and other government agencies. Here you will find forms, instructions and other information related to regulatory and statistical reporting.
A Federal Register was published on September 2, 2014 for a proposed Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102). Insured depository institutions and holding companies subject to the market risk capital rule as incorporated into Subpart F of the revised regulatory capital rules adopted by the agencies in July 2013 (market risk institutions) would complete this proposed new report, which would collect key information from such institutions on how they measure and calculate market risk under these revised rules. The revised market risk capital rule takes effect on January 1, 2015, and the proposed FFIEC 102 reporting requirements would take effect as of March 31, 2015. The Federal Register notice and the draft report form and draft instructions for the proposed FFIEC 102 are available on the FFIEC’s Web site at http://www.ffiec.gov/forms102.htm.
A Federal Register notice was published on August 6, 2014 for proposed changes to the FR Y-9C and FR Y-9SP. The notice proposes to (1) revise the reporting requirements for the risk-weighted assets portion of the FR Y-9C, Schedule HC-R by incorporating the standardized approach, consistent with the revised regulatory capital rules, (2) revise the reporting requirements for off-balance sheet exposures (FR Y-9C, Schedule HC-L) related to securities lent and borrowed, consistent with the revised regulatory capital rules, and (3) revise the FR Y-9SP reporting requirements to align with the revised regulatory capital rules, which apply to covered SLHCs with total consolidated assets of less than $500 million. The comment period ends October 6, 2014.
A Federal Register notice was published on June 18, 2014 for proposed changes to the Capital and Asset Report for Foreign Banking Organizations (FBOs) (FR Y-7Q) effective December 31, 2014. The comment period ends August 18, 2014.
A final Federal Register notice for revisions to the FR Y-9C and FR Y-9SP was published on January 10, 2014 that will be implemented with the March 31, 2014, March 31, 2015, and September 30, 2015 report dates.