Nomura Securities International, Inc. has withdrawn its name from the list of primary dealers
November 30, 2007
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CIBC World Markets Corp. has withdrawn its name from the list of primary dealers
February 8, 2007
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ABN AMRO Bank, N.V., New York Branch has withdrawn its name from the list of primary dealers
September 15, 2006
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Cantor Fitzgerald & Co. added to the list of primary dealers effective August 1, 2006.
July 31, 2006
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Credit Suisse First Boston LLC changed its name to Credit Suisse Securities (USA) LLC.
January 16, 2006
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J.P. Morgan Securities, Inc. merged with Bank One Capital Markets, Inc. to form
J.P. Morgan Securities Inc. effective August 2, 2004
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J. P. Morgan Securities, Incorporated and Banc One Capital Markets, Incorporated, now affiliates, intend to merge effective as of August 2, 2004.
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Countrywide Securities Corporation was added to the list of primary dealers.
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UBS Warburg LLC changed its name to UBS Securities LLC.
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Salomon Smith Barney Inc changed its name to Citigroup Global Markets Inc.
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Credit Suisse First Boston Corporation changed its name to Credit Suisse First Boston LLC.
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ABN AMRO Incorporated changed its name to ABN AMRO Bank, NV, New York Branch.
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Zions First National Bank and BMO Nesbitt Burns Corp withdrew their names from the list of primary dealers. Deutsche Banc Alex. Brown Inc changed its name to Deutsche Bank Securities Inc. Fuji Securities Inc changed its name to Mizuho Securities USA Inc.
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SG Cowen Securities Corporation withdrew its name from the list of primary dealers.
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Dresdner Kleinwort Benson North America LLC changed its name to Dresdner Kleinwort Wasserstein Securities LLC.
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Nesbitt Burns Securities Inc changed its name to BMO Nesbitt Burns Corp.
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JP Morgan Securities Inc merged with Chase Securities Inc to form JP Morgan Securities Inc.
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Deutsche Bank Securities, Inc changed its name to Deutsche Banc Alex. Brown Inc.
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JP Morgan & Co Incorporated and Chase Manhattan Corporation, now affiliates, are expected to merge at the end of the first quarter or early in the second quarter of 2001.
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Donaldson, Lufkin & Jenrette Securities Corporation has withdrawn its name from the list of primary dealers.
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Paine Webber Incorporated withdrew its name from the list of primary dealers.
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Prudential Securities Incorporated withdrew its name from the list of primary dealers.
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Donaldson, Lufkin & Jenrette Securities Corporation (DLJ) was acquired by Credit Suisse First Boston Corporation. Paine Webber Incorporated became a business division of UBS Warburg LLC.
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Paribas Corporation changed its name to BNP Paribas Securities Corp.
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Warburg Dillon Read LLC changed its name to UBS Warburg LLC.
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Aubrey G. Lanston & Co, Inc withdrew its name from the list of primary dealers.
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CIBC Oppenheimer Corp changed its name to CIBC World Markets Corp.
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SG Cowen Securities Corporation was added to the list of primary dealers.
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BT Alex. Brown Incorporated withdrew its name from the list of primary dealers.
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HSBC Securities, Inc changed its name to HSBC Securities (USA) Inc.
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NationsBanc Montgomery Securities LLC changed its name to Banc of America Securities LLC.
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First Chicago Capital Markets, Inc changed its name to Banc One Capital Markets, Inc.
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The Nikko Securities Co International, Inc withdrewn its name from the list of primary dealers.
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