Overview
The Securities Reports Division of the Statistics Function of the Federal Reserve Bank of New York will host a seminar to train reporters how to correctly complete the Report of U.S. Ownership of Foreign Securities Including Selected Money Market Instruments as of December 30, 2011 (SHC) on November 10, 2011.

Key Topics 

• Who should report : U.S. custodians, U.S. end-investors (including investment managers, pension funds  and foundations)
• Consolidation rules and exemption levels
• How to determine the residence of the issuer or holder
• What types of securities should be reported and how they should be reported
• How we analyze the report

• Those responsible for regulatory reporting for their organizations
• Those responsible for keeping members of their trade associations informed of reporting responsibilities
• Companies providing legal services or securities services/administration to the above

Registration Information

Deadline Friday, November 4

Event Details

Agenda  Presentation  SHC and TIC Reports Comparison  Technical Topics on Submitting the Report   SHC Reporting Forms and Instructions   Reincorporated Companies  RSSD ID Request Form  Registration is required for in-house attendance and webcast viewing. Webcast  Available for 120 days following the presentation. Date and Time Thursday, November 10 9:00 a.m. – 1:00 p.m. Location Federal Reserve Bank of New York 33 Liberty Street 12th Floor Conference Center New York City Directions »  More Information Contact help at shc.help@ny.frb.org or (212) 720-6300.

CPE Information

The Federal Reserve Bank of New York is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of Continuous Professional Education (CPE) Sponsors. Attendance in person is required to be eligible to receive CPE credits. Delivery Method: Group-Live Program Level: Basic Prerequisites: No prerequisites required Recommended CPE: Four(4) Credits of CPE in Specialized Knowledge