Event
SHC (Report OF U.S. Ownership of Foreign Securities) Training Seminar
Thursday, November 10
Overview
The Securities Reports Division of the Statistics Function of the Federal Reserve Bank of New York will host a seminar to train reporters how to correctly complete the Report of U.S. Ownership of Foreign Securities Including Selected Money Market Instruments as of December 30, 2011 (SHC) on November 10, 2011.

Key Topics 

  • Who should report : U.S. custodians, U.S. end-investors (including investment managers, pension funds  and foundations)
  • Consolidation rules and exemption levels
  • How to determine the residence of the issuer or holder
  • What types of securities should be reported and how they should be reported
  • How we analyze the report
Audience
  • Those responsible for regulatory reporting for their organizations
  • Those responsible for keeping members of their trade associations informed of reporting responsibilities
  • Companies providing legal services or securities services/administration to the above
Registration Information
Deadline
Friday, November 4

 
Event Details

Agenda 
Presentation 
SHC and TIC Reports Comparison 
Technical Topics on Submitting the Report  
SHC Reporting Forms and Instructions  
Reincorporated Companies 
RSSD ID Request Form 

Registration is required for in-house attendance and webcast viewing.

Webcast 
Available for 120 days following the presentation.

Date and Time
Thursday, November 10
9:00 a.m. – 1:00 p.m.

Location
Federal Reserve Bank of New York
33 Liberty Street
12th Floor Conference Center
New York City
Directions » 

More Information
Contact help at shc.help@ny.frb.org or (212) 720-6300.

 
CPE Information

The Federal Reserve Bank of New York is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of Continuous Professional Education (CPE) Sponsors. Attendance in person is required to be eligible to receive CPE credits.

Delivery Method: Group-Live
Program Level: Basic
Prerequisites: No prerequisites required

Recommended CPE:

Four(4) Credits of CPE in Specialized Knowledge