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Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments (SHLA) and Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments (SHCA) Seminar
Wednesday, October 29, 2014
Overview The Statistics Function will host a seminar to train reporters how to correctly complete the Report of Foreign Holdings of U.S. Securities, Including Selected Money Market Instruments (SHLA) and Report of U.S. Ownership of Foreign Securities, Including Selected Money Market Instruments (SHCA). This seminar is designed to provide an understanding and overview of the reporting requirements, changes, and best practices. Information on the new electronic filing requirements through the Reporting Central platform will also be provided in this seminar.
Who should report: U.S. custodians, U.S. end investors, U.S. issuers
What must be reported: schedules 1, 2, 3 for SHCA, and schedules 1, 2 for SHLA
Reporting responsibilities: End investor/Issuer vs Custodian
Changes overview: New form changes for both reports
Best practices: Common reporting errors, complex issues
Reporting Central: Overview of the system, data submission process, new file format
Audience Bank holding companies, brokers and dealers, commercial banks, financial institutions, U.S. branches and agencies of foreign banks
Reporting Dates Report data as of December 31, 2014 for SHCA. SHCA data should be submitted to the Federal Reserve Bank of New York no later than the first Friday of March 2015.
Report data as of June 30, 2015 for SHLA. SHLA data should be submitted to the Federal Reserve Bank of New York no later than the last Friday of August 2015.
Wednesday, October 15
Registration is required for in-house attendance and webcast viewing. There is no registration fee.
Notification of cancellation is required.
Available for 120 days
following the presentation
Date and Time
Wednesday, October 29
9:00 a.m.-1:00 p.m.
Federal Reserve Bank of New York
33 Liberty Street
12th Floor Conference Center
New York City Directions »
Light snacks will be served.
The dress code is business casual.
Contact help at firstname.lastname@example.org or (212) 720-6300
The Federal Reserve Bank of New York is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of Continuous Professional Education (CPE) Sponsors. Attendance in person is required to be eligible to receive CPE credits.
Delivery Method: Group-Live
Program Level: Basic
Prerequisites: No prerequisites required
Four (4) Credits of CPE in Special Knowledge