Event
TIC SLT (Aggregate Holdings of Long-Term Securities by U.S. and Foreign Residents) Training Seminar
Tuesday, April 5, 2011
Overview
The Securities Reports Division of the Statistics Function of the Federal Reserve Bank of New York will host a seminar to train reporters how to correctly complete this new positions report, the Aggregate Holdings of Long-Term Securities by U.S. and Foreign Residents.

Key Topics

  • Why the new report is needed
  • Who should report: U.S. custodians, U.S. end-investors (including investment managers, pension funds and foundations) and issuers of U.S. securities
  • Consolidation rules and exemption levels
  • How to determine the residence of the issuer or holder
  • What types of securities should be reported and how they should be reported
  • Electronic submission of the report

Audience

  • Those responsible for regulatory reporting for their organizations
  • Those responsible for keeping members of their trade associations informed of reporting responsibilities
  • Companies providing legal services or securities services/administration to the above

 

Registration Information
Deadline
Wednesday, March 30
Event Detail

Registration is required for in-house attendance and webcast viewing. Attendance in person at the Federal Reserve Bank is required to be eligible to receive Continuous Professional Education (CPE) credits.

 Webcast offsite
Available from April 5 - October 20

Presentation Materials

Date and Time
Tuesday, April 5
9:00 a.m. to 1:00 p.m.

Location
Federal Reserve Bank of New York
33 Liberty Street
12th Floor Conference Center
Directions »

More Information
Contact shc.help@ny.frb.org or (212) 720-6300.