FMLG Financial Markets Lawyers Group FMLG FXC
 
 

FMLG Correspondence


All documents are in pdf format

The FMLG has submitted the following letters to the CFTC (CFTC response letters are posted where applicable):

  • June 28, 2013: The FMLG – Request for Commission Action with Respect to Reporting of Prime Brokerage Transaction
  • June 7, 2013: The FXC and FMLG – Request for Technical Clarification of Relief Granted in CFTC Letter No. 13-12 for Transactions in BIS 31 Currencies
  • November 21, 2012: FMLG - Request for Interpretive Letter for Swap Dealers in Connection with Foreign Exchange Prime Brokerage, regarding application of the external business conduct standards

    See December 5, 2012 letter below

  • November 21, 2012: FMLG - Request for Interpretive Letter for Swap Dealers in Connection with Foreign Exchange Prime Brokerage, regarding application of the rules relating to reporting of FX Transactions and real-time reporting of FX Transactions
  • See December 12, 2012 letter below